Story thread · 2 reports / 2 sources
FINRA Fines American Portfolios $1.6M, Alleging UIT Lapses
wealthmanagement.com · 1d · first report
How the coverage leans
Across 2 sources · syndicated copies counted once
According to FINRA, three reps repeatedly recommended that clients sell unit investment trusts early and buy new ones, thereby racking up unnecessary fees for customers.
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